Swiss Financial Services, Inc., a Delaware corporation, was incorporated on June 6, 1986. Its business address is 280 Shuman Boulevard, Suite 190, Naperville, IL 60563. Swiss Financial Services, Inc. is registered with the Commodity Futures Trading Commission as a Futures Commission Merchant and is a member of the National Futures Association.

Swiss Financial Services, Inc. is a subsidiary of the Swiss Financial Services Holding AG, a Swiss organization owned by its employees. The Group enjoys wide geographical diversity and specializes in designing and applying futures and options strategies for a principally professional clientele (hedgers, CTAs, commodity pools, and large private investors).

Swiss Financial Services, Inc. acts as broker in the area of futures and options for professional traders and hedgers. The company also serves as administrator for managed futures, futures funds, equity funds and hedge funds.